The supports the Senior Manager, Business Advisory in reviewing, a transaction monitoring and screening alerts/ cases as referred to country Financial Crime Compliance (FCC). In addition he/she will be providing support in the implementation of FCC operational risk framework, FCC projects in country and responding to Customer Due Diligence (CDD) / Anti:Money Laundering (AML) / sanctions inquiries internally and externally.
Key Roles and Responsibilities
Manage day to day transaction surveillance queries.
Develop and maintain dashboards and metrics that allow FCC to dynamically monitor operational metrics
Actively participate in system implementation, system maintenance, and threshold review after liaising with local and regional FCC teams.
Participate in projects to develop intelligence and tune systems to better identify and mitigate FCC risks efficiently
Work closely with Country Head of FCC (CHoFCC) to ensure that Detection Scenarios developed and deployed are fit:for:purpose not just from a regulatory view:point, but assist the Bank to achieve its goal of leading the way in fighting financial crime
Maintaining and updating Country watch lists.
Reviewing of production orders, analyzing/escalating them (where appropriate) and updating these names to the country watch lists as required.
Assist Head of FCC in liaison with relevant law enforcement authorities and peer institutions in relation to Financial Crime Risk (FCR) intelligence matters
Assisting Senior Manager, Business Advisory and CHoFCC with Annual AML Country Risk Assessments
Collection/collation/analysis of country FCR metrics data, key interface with Regional FCC Controls team
Work closely with CHoFCC to ensure significant FCC issues identified are reported and escalated in a timely manner;
Work closely with CHoFCC to ensure regulatory requests relating to AML/ sanctions are promptly attended to;
Assist in the implementation of FCC operational risk framework and engage with country stakeholders as required.
Assist in the implementation of Anti :Bribery and Corruption (ABC) requirements and engage with country stakeholders as required, ensuring country compliance with ABC policies and procedures.
Work closely with Senior Manager, Business Advisory to ensure sound FCC advice is provided to businesses in relation to CDD, AML/ sanctions and ABC.
Qualifications and Skills
The role holder will have the following experience:
The role holder is preferred to have prior experience in Transaction Surveillance and AML, Sanctions Advisory activities and processes.
The role holder needs to possess the following:
Experience of FCC (or departments related to combating Financial Crime and CDD related activities)
Have a good knowledge of the Group, the Policies, Procedures and Standards relating to Financial Crime Risk, as well as knowledge of the local regulations and legislation on AML/ Counter Terrorist Financing (CTF) and sanctions
Must possess ability to assess risk , excellent interpersonal skills and multi cultural awareness and sensitivity;
Good knowledge of banking products and support structure, strong written and verbal communication skills; general operational knowledge;
Minimum 5 years all round banking experience;
Subject matter knowledge on CDD, AML / Sanctions;
The closing date for applications is 24/05/2016 Please note all closing dates are given in Hong Kong time (GMT + 8 hours). We aim to respond to successful applicants within four weeks and will keep a record or your application in our database so that we can contact you when suitable vacancies arise in future.
Diversity and Inclusion
Standard Chartered is committed to diversity and inclusion. We believe that a work environment which embraces diversity will enable us to get the best out of the broadest spectrum of people to sustain strong business performance and competitive advantage. By building an inclusive culture, each employee can develop a se
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